In a statement, the exchange said KT Zmico is fined Bt510,000 for providing incentives to marketing officers despite the absence of advice to clients or transaction orders. Two marketing officers were also put on probation. KGI Securities is also fined Bt300,000 for a similar reason and its three marketing officers are put on probation.
Both companies clarified that they did not intend to breach the rules and promised to adhere to the rules.
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